
Old
Route of Silk Road
(Click
on the map to a larger view)
The
region separating China from Europe and Western Asia is not the most
hospitable in the world. Much of it is taken up by the
Taklimakan
desert, one of the most hostile environments on our planet. There is very
little vegetation, and almost no rainfall; sandstorms are very common, and
have claimed the lives of countless people. The locals have a very great
respect for this `Land of Death'; few travellers in the past have had
anything good to say about it. It covers a vast area, through which few
roads pass; caravans throughout history have skirted its edges, from one
isolated oasis to the next. The climate is harsh; in the summer the
daytime temperatures are in the 40's, with temperatures greater than 50
degrees Celsius measured not infrequently in the sub-sealevel basin of
Turfan. In winter the temperatures dip below minus 20 degrees.
Temperatures soar in the sun, but drop very rapidly at dusk. Sand storms
here are very common, and particularly dangerous due to the strength of
the winds and the nature of the surface. Unlike the Gobi desert, where
there there are a relatively large number of oases, and water can be found
not too far below the surface, the Taklimakan has much sparser resources.
The
land surrounding the Taklimakan is equally hostile. To the northeast lies
the Gobi desert, almost as harsh in climate as the Taklimakan itself; on
the remaining three sides lie some of the highest mountains in the world.
To the South are the Himalaya, Karakorum and Kunlun ranges, which provide
an effective barrier separating Central Asia from the Indian
sub-continent. Only a few icy passes cross these ranges, and they are some
of the most difficult in the world; they are mostly over 5000 metres in
altitude, and are dangerously narrow, with precipitous drops into deep
ravines. To the north and west lie the Tianshan and Pamir ranges; though
greener and less high, the passes crossing these have still provided more
than enough problems for the travellers of the past.
Approaching
the area from the east, the least difficult entry is along the `Gansu
Corridor', a relatively fertile strip running along the base of the Qilian
mountains, separating the great Mongolian plateau and the Gobi from the
Tibetan High Plateau. Coming from the west or south, the only way in is
over the passes.
On
the eastern and western sides of the continent, the civilisations of China
and the West developed. The western end of the trade route appears to have
developed earlier than the eastern end, principally because of the
development of the the empires in the west, and the easier terrain of
Persia and Syria. The Iranian empire of Persia was in control of a large
area of the Middle East, extending as far as the Indian Kingdoms to the
east. Trade between these two neighbours was already starting to influence
the cultures of these regions.
This
region was taken over by Alexander of Macedon, who finally
conquered the Iranian empire, and colonised the area in about 330 B.C.,
superimposing the culture of the Greeks. Although he only ruled the area
until 325 B.C., the effect of the Greek invasion was quite considerable.
The Greek language was brought to the area, and Greek mythology was
introduced. The aesthetics of Greek sculpture were merged with the ideas
developed from the Indian kingdoms, and a separate local school of art
emerged. By the third century B.C., the area had already become a
crossroads of Asia, where Persian, Indian and Greek ideas met. It is
believed that the residents of the Hunza valley in the Karakorum are the
direct descendents of the army of Alexander; this valley is now followed
by the Karakorum Highway, on its way from Pakistan over to Kashgar, and
indicates how close to the Taklimakan Alexander may have got.
This
`crossroads' region, covering the area to the south of the Hindu Kush and
Karakorum ranges, now Pakistan and Afghanistan, was overrun by a number of
different peoples. After the Greeks, the tribes from Palmyra, in Syria,
and then Parthia, to the east of the Mediterranean, took over the region.
These peoples were less sophisticated than the Greeks, and adopted the
Greek language and coin system in this region, introducing their own
influences in the fields of sculpture and art.
Close
on the heels of the Parthians came the Yuezhi people from the Northern
borders of the Taklimakan. They had been driven from their traditional
homeland by the Xiongnu tribe (who later became the Huns and transfered
their attentions towards Europe), and settled in Northern India. Their
descendents became the Kushan people, and in the first century A.D. they
moved into this crossroads area, bringing their adopted Buddhist religion
with them. Like the other tribes before them, they adopted much of the
Greek system that existed in the region. The product of this marriage of
cultures was the Gandhara culture, based in what is now the Peshawar
region of northwest Pakistan. This fused Greek and Buddhist art into a
unique form, many of the sculptures of Buddhist deities bearing strong
resemblances to the Greek mythological figure Heracles. The Kushan people
were the first to show Buddha in human form, as before this time artists
had preferred symbols such as the footprint, stupa or tree of
enlightenment, either out of a sense of sacrilege or simply to avoid
persecution.
The
eastern end of the route developed rather more slowly. In China, the
Warring States period was brought to an end by the Qin state, which
unified China to form the Qin Dynasty, under Qin Shi Huangdi. The harsh
reforms introduced to bring the individual states together seem brutal
now, but the unification of the language, and standardisation of the
system, had long lasting effects. The capital was set up in Changan, which
rapidly developed into a large city, now Xian.
The
Xiongnu tribe had been periodically invading the northern borders during
the Warring States period with increasing frequency. The northern-most
states had been trying to counteract this by building defensive walls to
hinder the invaders, and warn of their approach. Under the Qin Dynasty, in
an attempt to subdue the Xiongnu, a campaign to join these sections of
wall was initiated, and the `Great Wall' was born. When the Qin collapsed
in 206 B.C., after only 15 years, the unity of China was preserved by the
Western Han Dynasty, which continued to construct the Wall.
During
one of their campaigns against the Xiongnu, in the reign of Emperor Wudi,
the Han learnt from some of their prisoners that the Yuezhi had been
driven further to the west. It was decided to try to link up with these
peoples in order to form an alliance against the Xiongnu. The first
intelligence operation in this direction was in 138 B.C. under the
leadership of Zhang Qian, brought back much of interest to the court, with
information about hitherto unknown states to the west, and about a new,
larger breed of horse that could be used to equip the Han cavalry. The
trip was certainly eventful, as the Xiongnu captured them, and kept them
hostage for ten years; after escaping and continuing the journey, Zhang
Qian eventually found the Yuezhi in Northern India. Unfortunately for the
Han, they had lost any interest in forming an alliance against the Xiongnu.
On the return journey, Zhang Qian and his delegation were again captured,
and it was not until 125 B.C. that they arrived back in Changan. The
emperor was much interested by what they found, however, and more
expeditions were sent out towards the West over the following years. After
a few failures, a large expedition managed to obtain some of the so-called
`heavenly horses', which helped transform the Han cavalry. These horses
have been immortalised in the art of the period, one of the best examples
being the small bronze `flying horse' found at Wuwei in the Gansu
Corridor, now used as the emblem of the China International Travel
Service. Spurred on by their discoveries, the Han missions pushed further
westwards, and may have got as far as Persia. They brought back many
objects from these regions, in particular some of the religious artwork
from the Gandharan culture, and other objects of beauty for the emperor.
By this process, the route to the west was opened up. Zhang Qian is still
seen by many to be the father of the Silk Road.
In
the west, the Greek empire was taken over by the Roman empire. Even at
this stage, before the time of Zhang Qian, small quantities of Chinese
goods, including silk, were reaching the west. This is likely to have
arrived with individual traders, who may have started to make the journey
in search of new markets despite the danger or the political situation of
the time.
The
description of this route to the west as the `Silk Road' is somewhat
misleading. Firstly, no single route was taken; crossing Central Asia
several different branches developed, passing through different oasis
settlements. The routes all started from the capital in Changan, headed up
the Gansu corridor, and reached Dunhuang on the edge of the Taklimakan.
The northern route then passed through Yumen Guan (Jade Gate Pass) and
crossed the neck of the Gobi desert to Hami (Kumul), before following the
Tianshan mountains round the northern fringes of the Taklimakan. It passed
through the major oases of Turfan and Kuqa before arriving at Kashgar, at
the foot of the Pamirs. The southern route branched off at Dunhuang,
passing through the Yang Guan and skirting the southern edges of the
desert, via Miran, Hetian (Khotan) and Shache (Yarkand), finally turning
north again to meet the other route at Kashgar. Numerous other routes were
also used to a lesser extent; one branched off from the southern route and
headed through the Eastern end of the Taklimakan to the city of Loulan,
before joining the Northern route at Korla. Kashgar became the new
crossroads of Asia; from here the routes again divided, heading across the
Pamirs to Samarkand and to the south of the Caspian Sea, or to the South,
over the Karakorum into India; a further route split from the northern
route after Kuqa and headed across the Tianshan range to eventually reach
the shores of the Caspian Sea, via Tashkent.
Secondly,
the Silk Road was not a trade route that existed solely for the purpose of
trading in silk; many other commodities were also traded, from gold and
ivory to exotic animals and plants. Of all the precious goods crossing
this area, silk was perhaps the most remarkable for the people of the
West. It is often thought that the Romans had first encountered silk in
one of their campaigns against the Parthians in 53 B.C, and realised that
it could not have been produced by this relatively unsophisticated people.
They reputedly learnt from Parthian prisoners that it came from a
mysterious tribe in the east, who they came to refer to as the silk
people, `Seres'. In practice, it is likely that silk and other goods were
beginning to filter into Europe before this time, though only in very
small quantities.
The
Romans obtained samples of this new material, and it quickly became very
popular in Rome, for its soft texture and attractiveness. The Parthians
quickly realised that there was money to be made from trading the
material, and sent trade missions towards the east. The Romans also sent
their own agents out to explore the route, and to try to obtain silk at a
lower price than that set by the Parthians. For this reason, the trade
route to the East was seen by the Romans as a route for silk rather than
the other goods that were traded. The name `Silk Road' itself does not
originate from the Romans, however, but is a nineteenth century term,
coined by the German scholar, von Richthofen.
In
addition to silk, the route carried many other precious commodities.
Caravans heading towards China carried gold and other precious metals,
ivory, precious stones, and glass, which was not manufactured in China
until the fifth century. In the opposite direction furs, ceramics, jade,
bronze objects, lacquer and iron were carried. Many of these goods were
bartered for others along the way, and objects often changed hands several
times. There are no records of Roman traders being seen in Changan, nor
Chinese merchants in Rome, though their goods were appreciated in both
places. This would obviously have been in the interests of the Parthians
and other middlemen, who took as large a profit from the change of hands
as they could.
The
development of these Central Asian trade routes caused some problems for
the Han rulers in China. Bandits soon learnt of the precious goods
travelling up the Gansu Corridor and skirting the Taklimakan, and took
advantage of the terrain to plunder these caravans. Caravans of goods
needed their own defence forces, and this was an added cost for the
merchants making the trip. The route took the caravans to the farthest
extent of the Han Empire, and policing this route became a big problem.
This was partially overcome by building forts and defensive walls along
part of the route. Sections of `Great Wall' were built along the northern
side of the Gansu Corridor, to try to prevent the Xiongnu from harming the
trade; Tibetan bandits from the Qilian mountains to the south were also a
problem. Sections of Han dynasty wall can still be seen as far as Yumen
Guan, well beyond the recognised beginning of the Great Wall at Jiayuguan.
However, these fortifications were not all as effective as intended, as
the Chinese lost control of sections of the route at regular intervals.
The
Han dynasty set up the local government at Wulei, not far from Kuqa on the
northern border of the Taklimakan, in order to `protect' the states in
this area, which numbered about 50 at the time. At about the same period
the city of Gaochang was constructed in the Turfan basin. This developed
into the centre of the Huihe kingdom; these peoples later became the Uygur
minority who now make up a large proportion of the local population. Many
settlements were set up along the way, mostly in the oasis areas, and
profited from the passing trade. They also absorbed a lot of the local
culture, and the cultures that passed them by along the route. Very few
merchants traversed the full length of the road; most simply covered part
of the journey, selling their wares a little further from home, and then
returning with the proceeds. Goods therefore tended to moved slowly across
Asia, changing hands many times. Local people no doubt acted as guides for
the caravans over the most dangerous sections of the journey.

The
ruins of Gaochang city, near Turfan. More than 1500 years ago this city
was the centre of the Huihe kingdom; now the local Uygur people tend their
flocks of sheep and goats in what were once the houses and streets of the
provincial capital.
After
the Western Han dynasty, successive dynasties brought more states under
Chinese control. Settlements came and went, as they changed hands or lost
importance due to a change in the routes. The chinese garrison town of
Loulan, for example, on the edge of the Lop Nor lake, was important in the
third century A.D., but was abandoned when the Chinese lost control of the
route for a period. Many settlements were buried during times of
abandonment by the sands of the Taklimakan, and could not be repopulated.
The
settlements reflected the nature of the trade passing through the region.
Silk, on its way to the west, often got no further than this region of
Central Asia. The Astana tombs, where the nobles of Gaochang were buried,
have turned up examples of silk cloth from China, as well as objects from
as far afield as Persia and India. Much can be learned about the customs
of the time from the objects found in these graves, and from the art work
of the time, which has been excellently preserved on the tomb walls, due
to the extremely dry conditions. The bodies themselves have also been well
preserved, and may allow scientific studies to ascertain their origins.
The
most significant commodity carried along this route was not silk, but
religion. Buddhism came to China from India this way, along the northern
branch of the route. The first influences came as the passes over the
Karakorum were first explored. The Eastern Han emperor Mingdi is thought
to have sent a representative to India to discover more about this strange
faith, and further missions returned bearing scriptures, and bringing with
them India priests.
With
this came influences from the Indian sub-continent, including Buddhist art
work, examples of which have been found in several early second century
tombs in present-day Sichuan province. This was considerably influenced by
the Himalayan Massif, an effective barrier between China and India, and
hence the Buddhism in China is effectively derived from the Gandhara
culture by the bend in the Indus river, rather than directly from India.
Buddhism reached the pastures of Tibet at a rather later period, not
developing fully until the seventh century. Along the way it developed
under many different influences, before reaching central China. This is
displayed very cleared in the artwork, where many of the cave paintings
show people with clearly different ethnic backgrounds, rather than the
expected Cental and East Asian peoples.
The
greatest flux of Buddhism into China occurred during the Northern Wei
dynasty, in the fourth and fifth centuries A.D. This was at a time when
China was divided into several different kingdoms, and the Northern Wei
dynasty had its capital in Datong in present day Shanxi province. The
rulers encouraged the development of Buddhism, and more missions were sent
towards India. The new religion spread slowly eastwards, through the oases
surrounding the Taklimakan, encouraged by an increasing number of
merchants, missionaries and pilgrims. Many of the local peoples, the Huihe
included, adopted Buddhism as their own religion. Faxian, a pilgrim from
China, records the religious life in the Kingdoms of Khotan and Kashgar in
399 A.D. in great detail. He describes the large number of monasteries
that had been built, and a large Buddhist festival that was held while he
was there.
Some
devotees were sufficiently inspired by the new ideas that they headed off
in search of the source, towards Gandhara and India; others started to
build monasteries, grottos and stupas. The development of the grotto is
particularly interesting; the edges of the Taklimakan hide some of the
best examples in the world. The hills surrounding the desert are mostly of
sandstone, with any streams or rivers carving cliffs that can be
relatively easily dug into; there was also no shortage of funds for the
work, particularly from wealthy merchants, anxious to invoke protection or
give thanks for a safe desert crossing. Gifts and donations of this kind
were seen as an act of merit, which might enable the donor to escape
rebirth into this world. In many of the murals, the donors themselves are
depicted, often in pious attitude. This explains why the Mogao grottos
contain some of the best examples of Buddhist artwork; Dunhuang is the
starting point for the most difficult section of the Taklimakan crossing.
The
grottos were mostly started at about the same period, and coincided with
the beginning of the Northern Wei Dynasty. There are a large cluster in
the Kuqa region, the best examples being the Kyzil grottos; similarly
there are clusters close to Gaochang, the largest being the Bezeklik
grottos. Probably the best known ones are the Mogao grottos at Dunhuang,
at the eastern end of the Taklimakan. It is here that the greatest number,
and some of the best examples, are to be found. More is known about the
origins of these, too, as large quantities of ancient documents have been
found. These are on a wide range of subjects, and include a large number
of Buddhist scriptures in Chinese, Sanskrit, Tibetan, Uygur and other
languages, some still unknown. There are documents from the other faiths
that developed in the area, and also some official documents and letters
that reveal a lot about the system of government at the time.
The
grotto building was not confined to the Taklimakan; there is a large
cluster at Bamiyan in the Hindu Kush, in present-day Afghanistan. It is
here that the second largest sculpture of Buddha in the world can be
found, at 55 metres high.

The
Bezeklik Grottoes in the Flaming Mountains near Turfan hang precariously
off a cliff above a steep gorge. However, the Buddhist carvings and murals
within these caves were not sufficiently remote to escape both the
onslaught of Islam and the intensions of foreign archaeologists and
treasure seekers. Now there is a new threat: that of numerous coach loads
of foreign and domestic tourists, keen to see what's left.
For
the archaeologist these grottos are particularly valuable sources of
information about the Silk Road. Along with the images of Buddhas and
Boddhisatvas, there are scenes of the everyday life of the people at the
time. Scenes of celebration and dancing give an insight into local customs
and costume. The influences of the Silk Road traffic are therefore quite
clear in the mix of cultures that appears on these murals at different
dates. In particular, the development of Buddhism from the Indian/Gandharan
style to a more individual faith is evident on studying the murals from
different eras in any of the grotto clusters. Those from the Gandharan
school have more classical features, with wavy hair and a sharper brow;
they tend to be dressed in toga-like robes rather than a loin cloth.
Those
of the Northern Wei have a more Indian appearance, with narrower faces,
stretched ear-lobes, and a more serene aura. By the Tang dynasty, when
Buddhism was well developed in China, many of the statues and murals show
much plumper, more rounded and amiable looking figures. By the Tang
dynasty, the Apsara (flying deity, similar to an angel in Christianity)
was a popular subject for the artists.
It
is also interesting to trace the changes in styles along the length of the
route, from Kuqa in the west, via the Turfan area and Dunhuang, to the
Maijishan grottos about 350 kilometres from Xian, and then as far into
China as Datong. The Northern Wei dynasty, that is perhaps the most
responsible for the spread of Buddhism in China, started the construction
of the Yungang grottos in northern Shanxi province. When the capital of
the Northern Wei was transfered to Luoyang, the artists and masons started
again from scratch, building the Longmen grottos. These two more `Chinese'
grottos emphasised carving and statuary rather than the delicate murals of
the Taklimakan regions, and the figures are quite impressive in their
size; the largest figure at Yungang measures more than 17 metres in
height, second only in China to the great Leshan Buddha in Sichuan, which
was constructed in the early 8th Century. The figures are mostly depicted
in the `reassurance' pose, with right hand raised, as an apology to the
adherents of the Buddhist faith for the period of persecution that had
occurred during the early Northern Wei Dynasty before construction was
started.
The
Buddhist faith gave birth to a number of different sects in Central Asia.
Of these, the `Pure Land' and `Chan' (Zen) sects were particularly strong,
and were even taken beyond China; they are both still flourishing in
Japan.
Christianity
also made an early appearance on the scene. The Nestorian sect was
outlawed in Europe by the Roman church in 432 A.D., and its followers were
driven eastwards. From their foothold in Northern Iran, merchants brought
the faith along the Silk Road, and the first Nestorian church was
consecrated at Changan in 638 A.D.
This
sect took root on the Silk Road, and survived many later attempts to wipe
them out, lasting into the fourteenth century. Many Nestorian writings
have been found with other documents at Dunhuang and Turfan. Manichaeism,
a third century Persian religion, also influenced the area, and had become
quite well developed by the beginning of the Tang Dynasty.
The
height of the importance of the Silk Road was during the Tang dynasty,
with relative internal stability in China after the divisions of the
earlier dynasties since the Han. The individual states has mostly been
assimilated, and the threats from marauding peoples was rather less.
During
this period, in the seventh century, the Chinese traveller Xuan Zhuang
crossed the region on his way to obtain Buddhist scriptures from India. He
followed the northern branch round the Taklimakan on his outward journey,
and the southern route on his return; he carefully recorded the cultures
and styles of Buddhism along the way. On his return to the Tang capital at
Changan, he was permitted to build the `Great Goose Pagoda' in the
southern half of the city, to house the more than 600 scriptures that he
had brought back from India. He is still seen by the Chinese as an
important influence in the development of Buddhism in China, and his
travels were dramatised by in the popular classic `Tales of a Journey to
the West'.
The
art and civilisation of the Silk Road achieved its highest point in the
Tang Dynasty. Changan, as the starting point of the route, as well as the
capital of the dynasty, developed into one of the largest and most
cosmopolitan cities of the time. By 742 A.D., the population had reached
almost two million, and the city itself covered almost the same area as
present-day Xian, considerably more than within the present walls of the
city. The 754 A.D. census showed that five thousand foreigners lived in
the city; Turks, Iranians, Indians and others from along the Road, as well
as Japanese, Koreans and Malays from the east. Many were missionaries,
merchants or pilgrims, but every other occupation was also represented.
Rare plants, medicines, spices and other goods from the west were to be
found in the bazaars of the city. It is quite clear, however, despite the
exotic imports, that the Chinese regarded all foreigners as barbarians;
the gifts provided for the Emperors by foreign rulers were simply
considered as tribute from vassal states.
After
the Tang, however, the traffic along the road subsided, along with the
grotto building and art of the period. The Five Dynasties period did not
maintain the internal stability of the Tang dynasty, and again
neighbouring states started to plunder the caravans. China was partially
unified again in the Song dynasty, but the Silk Road was not as important
as it had been in the Tang.
From
the point of view of those in the far west, China was still an unknown
territory, and silk production was not understood. Since the days of
Alexander, there had been some knowledge of India, but there was
no real knowledge of, or contact with, the `Seres' until about the 7th
century, when information started to filter along the Road. It was at this
time that the rise of Islam started to affect Asia, and a curtain came
down between the east and west. Trade relations soon resumed, however,
with the Moslems playing the part of middlemen. The sea route to China was
explored at this time, and the `Sea Silk Route' was opened, eventually
holding a more important place than the land route itself, as the land
route became less profitable.
But
the final shake-up that occurred was to come from a different direction;
the hoards from the grasslands of Mongolia.
Trade
along the route was adversely affected by the strife which built up
between the Christian and Moslem worlds. The Crusades brought the
Christian world a little nearer to Central Asia, but the unified Moslem
armies under Saladin drove them back again. In the Fourth Crusade, the
forces of Latin Christianity scored a triumph over their Greek rivals,
with the capture of Constantinople (Istanbul).
However,
it was not the Christians who finally split the Moslem world, but the
Mongols from the east. Whilst Europe and Western Asia were torn by
religious differences, the Mongols had only the vaguest of religious
beliefs. Several of the tribes of Turkestan which had launched offensives
westwards towards Persia and Arabia, came to adopt Islam, and Islam had
spread far across Central Asia, but had not reached as far as the tribes
which wandered the vast grasslands of Mongolia. These nomadic peoples had
perfected the arts of archery and horsemanship. With an eye to expanding
their sphere of influence, they met in 1206 and elected a leader for their
unified forces; he took the title Great Khan. Under the leadership of
Genghis Khan, they rapidly proceeded to conquer a huge region of Asia. The
former Han city of Jiaohe, to the west of Turfan, was decimated by the
Mongols as they passed through on their way westwards. The Empire they
carved out enveloped the whole of Central Asia from China to Persia, and
stretched as far west as the Mediterranean. This Mongol empire was
maintained after Genghis' death, with the western section of the empire
divided into three main lordships, falling to various of his descendents
as lesser Khans, and with the eastern part remaining under the rule of the
Great Khan, a title which was inherited from by Kublai Khan. Kubilai
completed the conquest of China, subduing the Song in the South of the
country, and established the Yuan dynasty.
The
partial unification of so many states under the Mongol Empire allowed a
significant interaction between cultures of different regions. The route
of the Silk Road became important as a path for communication between
different parts of the Empire, and trading was continued. Although less `civilised'
than people in the west, the Mongols were more open to ideas. Kubilai
Khan, in particular, is reported to have been quite sympathetic to most
religions, and a large number of people of different nationalities and
creeds took part in the trade across Asia, and settled in China. The most
popular religion in China at the time was Daoism, which at first the
Mongols favoured. However, from the middle of the thirteenth century
onwards, buddhist influence increased, and the early lamaist Buddhism from
Tibet was particularly favoured. The two religions existed side by side
for a long period during the Yuan dynasty. This religious liberalism was
extended to all; Christianity first made headway in China in this period,
with the first Roman Catholic arch-bishopric set up in Beijing in 1307.
The Nestorian church was quite widespread in China; Jews and Moslems also
populated several of the major cities, though they do not seem to have
made many converts.
It
was at this time that Europeans first ventured towards the lands of the `Seres'.
The earliest were probably Fransiscan friars who are reported to have
visited the Mongolian city of Karakorum. The first Europeans to arrive at
Kubilai's court were Northern European traders, who arrived in 1261.
However, the most well known and best documented visitor was the Italian
Marco Polo. As a member of a merchant family from Venice, he was a good
businessman and a keen observer. Starting in 1271, at the age of only
seventeen, his travels with his father and uncle took him across Persia,
and then along the southern branch of the Silk Road, via Khotan, finally
ending at the court of Kubilai Khan at Khanbalik, the site of present-day
Beijing, and the summer palace, better known as Xanadu. He travelled quite
extensively in China, before returning to Italy by ship, via Sumatra and
India to Hormuz and Constantinople.
He
describes the way of life in the cities and small kingdoms through which
his party passed, with particular interest on the trade and marriage
customs. His classification of other races centre mainly on their
religion, and he looks at things with the eyes of one brought up under the
auspices of the Catholic Church; it is therefore not surprising that he
has a great mistrust of the Moslems, but he seems to have viewed the
`Idolaters' (Buddhists and Hindus) with more tolerance. He judges towns
and countryside in terms of productivity; he appears to be have been quick
to observe available sources of food and water along the way, and to size
up the products and manufacture techniques of the places they passed
through. His description of exotic plants and beasts are sufficiently
accurate to be quite easily recognizable, and better than most of the
textbooks of the period. He seems to have shown little interest in the
history of the regions he was passing through, however, and his reports of
military campaigns are full of inaccuracies, though this might be due to
other additions or misinformation.
The
`Travels' were not actually written by Marco Polo himself. After his
return to the West in 1295, he was captured as a prisoner of war in Genoa,
when serving in the Venetian forces. Whilst detained in prison for a year,
he met Rustichello of Pisa, a relatively well-known romance writer and a
fellow prisoner of war. Rustichello was obviously attracted to the
possibilities of writing a romantic tale of adventure about Polo's
travels; it should be remembered that the book was written for
entertainment rather than as a historic document. However, the
collaboration between them, assuming that the story has not been
embroidered excessively by Rustichello, gives an interesting picture of
life along the Silk Road in the time of the Khans. Some of the tales are
no doubt due to the romance-writing instincts of Rustichello, and some of
those due to Polo are at best third-hand reports from people he met;
however, much of the material can be verified against Chinese and Persian
records. As a whole, the book captured public notice at the time, and
added much to what was known of Asian geography, customs and natural
history.
However,
the Mongolian Empire was to be fairly short-lived. Splits between the
different khans had erupted as early as 1262. Although the East was
considerably more stable, especially under the rule of Kubilai, it also
succumbed to a resurgence of Chinese nationalism, and after several minor
local rebellions in the first few decades of the fourteenth century,
principally in the south of China, the Yuan dynasty was finally replaced
by the Ming dynasty in 1368. With the disintegration of the Mongol empire,
the revival of Islam and the isolationist policies of the Ming dynasty,
the barriers rose again on the land route between East and West.
Despite
the presence of the Mongols, trade along the Silk Road never reached the
heights that it did in the Tang dynasty. The steady advance of Islam,
temporarily halted by the Mongols, continued until it formed a major force
across Central Asia, surrounding the Taklimakan like Buddhism had almost a
millennium earlier. The artwork of the region suffered under the encroach
of Islam. Whereas the Buddhist artists had concentrated on figures in
painting and sculpture, the human form was scorned in Islamic artwork;
this difference led to the destruction of much of the original artwork.
Many of the grottos have been defaced in this way, particularly at the
more accessible sites such as Bezeklik, near Turfan, where most of the
human faces in the remaining frescoes have been scratched out.
The
demise of the Silk Road also owes much to the development of the silk
route by sea. It was becoming rather easier and safer to transport goods
by water rather than overland. Ships had become stronger and more reliable
, and the route passed promising new markets in Southern Asia. The
overland problems of `tribal politics' between the different peoples along
the route, and the presence of middlemen, all taking their cut on the
goods, prompted this move. The sea route, however, suffered from the
additional problems of bad weather and pirates. In the early fifteenth
century, the Chinese seafarer Zhang He commanded seven major maritime
expeditions to Southeast Asia and India, and as far as Arabia and the east
coast of Africa. Diplomatic relations were built up with several countries
along the route, and this increase the volume of trade Chinese merchants
brought to the area. In the end, the choice of route depended very much
upon the political climate of the time.
The
encroach of the deserts into the inhabited land made life on the edges of
the Taklimakan and Gobi Deserts particularly difficult. Any settlement
abandoned for a while was swallowed by the desert, and so resettlement
became increasingly difficult. These conditions were only suitable in
times of peace, when effort could be spent countering this advance, and
maintaining water sources.
The
attitude of the later Chinese dynasties was the final blow to the trade
route. The isolationist policies of the Ming dynasties did nothing to
encourage trade between China and the rapidly developing West. This
attitude was maintained throughout the Ming and Qing dynasties, and only
started to change after the Western powers began making inroads into China
in the nineteenth century. By the beginning of the Eighteenth Century, the
Qing dynasty subdued the Dzungar people, however, and annexed the whole
Taklimakan
region, forming the basis of present-day Xinjiang province. This restored
China to the state it had been in in the Han dynasty, with full control of
the western regions, but also including the territories and Tibet and
Mongolia.
However,
as trade with the West subsided, so did the traffic along the Road, and
all but the best watered oases survived. The grottos and other religious
sites were long since neglected, now that the local peoples had espoused a
new religion, and the old towns and sites were buried deeper beneath the
sands.
Renewed
interest in the Silk Road only emerged among western scholars towards the
end of the nineteenth century. This emerged after various countries
started to explore the region. The foreign involvement in this area was
due mostly to the interest of the powers of the time in expanding their
territories. The British, in particular, were interested in consolidating
some of the land north of their Indian territories. The first official
trip for the Survey of India was in 1863, and soon afterwards, the
existence of ancient cities lost in the desert was confirmed. A trade
delegation was sent to Kashgar in 1890, and the British were eventually to
set up a consulate in 1908. They saw the presence of Russia as a threat to
the trade developing between Kashgar and India, and the power struggle
between these two empires in this region came to be referred to as the
`Great Game'. British agents (mostly Indians) crossed the Himalayas from
Ladakh and India to Kashgar, travelling as merchants, and gathering what
information they could, including surveying the geography of the route. At
a similar time, Russians were entering from the north; most were
botanists, geologists or cartographers, but they had no doubt been briefed
to gather whatever intelligence they could. The Russians were the first to
chance on the ruined cities at Turfan. The local treasure hunters were
quick to make the best of these travellers, both in this region and near
Kashgar, and noting the interest the foreigners showed towards the relics,
sold them a few of the articles that they had dug out of the ruins. In
this way a few ancient articles and old manuscripts started to appear in
the West. When these reached the hands of Orientalists in Europe, and the
manuscripts were slowly deciphered, they caused a large deal of interest,
and more people were sent out to look out for them.
The
study of the Road really took off after the expeditions of the Swede Sven
Hedin in 1895. He was an accomplished cartographer and linguist, and
became one of the most renowned explorers of the time. He crossed the
Pamirs to Kashgar, and then set out to explore the more desolate parts of
the region. He even succeeded in making a crossing of the centre of the
Taklimakan, though he was one of only three members of the party who made
it across, the rest succumbing to thirst after their water had run out. He
was intrigued by local legends of demons in the Taklimakan, guarding
ancient cities full of treasure, and met several natives who had chanced
upon such places. In his later travels, he discover several ruined cities
on the south side of the desert, and his biggest find, the city of Loulan,
from which he removed a large number of ancient manuscripts.
After
Hedin, the archaeological race started. Sir Aurel Stein of Britain and
Albert von Le Coq of Germany were the principle players, though the
Russians and French, and then the Japanese, quickly followed suit. There
followed a period of frenzied digging around the edges of the Taklimakan,
to discover as much as possible about the old Buddhist culture that had
existed long before. The dryness of the climate, coupled with the
exceedingly hot summers and cold winters, made this particularly
difficult. However the enthusiasm to discover more of the treasures of the
region, as well as the competition between the individuals and nations
involved, drove them to continue. Although they produced reports of what
they discovered, their excavation techniques were often far from
scientific, and they removed whatever they could from the sites in large
packing cases for transport to the museums at home. The manuscripts were
probably the most highly prized of the finds; tales of local people
throwing these old scrolls into rivers as rubbish tormented them. Removal
of these from China probably did help preserve them. However, the frescoes
from the grottos also attracted their attention, and many of the best ones
were cut into sections, and carefully peeled off the wall with a layer of
plaster; these were then packaged very carefully for transport. To their
credit, almost all these murals survived the journey, albeit in pieces.
The
crowning discovery was of a walled-up library within the Mogao grottos at
Dunhuang. This contained a stack of thousands of manuscripts, Buddhist
paintings and silk temple banners. The manuscripts were in Chinese,
Sanskrit, Tibetan, Uyghur and several other less widely known languages,
and they covered a wide range of subjects; everything from sections of the
Lutras Sutra to stories and ballads from the Tang dynasty and before.
Among these is what is believed to be the world's oldest printed book.
This hoard had been discovered by a Daoist monk at the beginning of the
twentieth century, and he had appointed himself as their protector. The
Chinese authorities appear to have been aware of the existence of the
library, but were perhaps not fully aware of its significance, and they
had decided to leave the contents where they were, under the protection of
the monk. On hearing of this hoard, Stein came to see them; he gradually
persuaded the monk to part with a few of the best for a small donation
towards the rebuilding of the temple there.
On
successive visits, he removed larger quantities; the French archaeologist
Pelliot also got wind of this discovery, and managed to obtain some. The
frescoes at Dunhuang were also some of the best on the whole route, and
many of the most beautiful ones were removed by the American professor
Langdon Warner and his party.
The
archaeological free-for-all came to a close after a change in the
political scene. On 25th May 1925 a student demonstration in the treaty
port of Shanghai was broken up by the British by opening fire on them,
killing a number of the rioters. This instantly created a wave of
anti-foreign hostility throughout China, and effectively brought the
explorations of the Western Archaeologists to an end. The Chinese
authorities started to take a much harsher view of the foreign
intervention, and made the organisation of the trips much more difficult;
they started to insist that all finds should be turned over to the
relevant Chinese organs. This effectively brought an end to foreign
exploration of the region.
The
treasures of the ancient Silk Road are now scattered around museums in
perhaps as many as a dozen countries. The biggest collections are in the
British Museum and in Delhi, due to Stein and in Berlin, due to von Le
Coq. The manuscripts attracted a lot of scholarly interest, and
deciphering them is still not quite complete. Most of them are now in the
British Library, and available for specialist study, but not on display. A
large proportion of the Berlin treasures were lost during the Second World
War; twenty eight of the largest frescoes, which had been attached to the
walls of the old Ethnological Museum in Berlin for the purposes of display
to the public, were lost in an Allied Air Force bombing raids between 1943
and 1945. A huge quantity of material brought back to London by Stein has
mostly remained where it was put; museums can never afford the space to
show more than just a few of the better relics, especially not one with
such a large worldwide historical coverage as the British Museum.
The
Chinese have understandably taken a harsh view of the `treasure seeking'
of these early Western archaeologists. Much play is made on the removal of
such a large quantity of artwork from the country when it was in no state
to formally complain, and when the western regions, in particular, were
under the control of a succession of warlord leaders. There is a feeling
that the West was taking advantage of the relatively undeveloped China,
and that many of the treasures would have been much better preserved in
China itself. This is not entirely true; many of the grottos were
crumbling after more than a thousand years of earthquakes, and substantial
destruction was wrought by farmers improving the irrigation systems.
Between the visits of Stein and Warner to Dunhuang, a group of White
Russian soldiers fleeing into China had passed by, and defaced many of the
best remaining frescoes to such an extent that the irate Warner decided to
`salvage' as much as he could of the rest. The Chinese authorities at the
time seem to have known about the art treasures of places like Dunhuang,
but don't seem to have been prepared to protect them; the serious work of
protection and restoration was left until the formation of the People's
Republic.
Their
only consolation is that many of the scrolls which had been purchased from
native treasure-hunters at the western end of the Taklimakan at the
beginning of the century were later found to have been remarkably good
forgeries. Many were produced by an enterprising Moslem in Khotan, who had
sensed how much money would be involved in this trade. This severely
embarrassed a number of Western Orientalists, but the number of people
misled attests to their quality.
The
Silk Road, after a long period of hibernation, has been increasing in
importance again recently.
The
fight of man against the desert, one of the biggest problems for the early
travellers, is finally gaining ground. There has been some progress in
controlling the progress of the shifting sands, which had previously meant
having to resite settlements. The construction of roads around the edges
of the Taklimakan has eased access, and the discovery of large oil
reserves under the desert has encouraged this development. The area is
rapidly being industrialised, and Urumchi, the present capital of Xinjiang,
has become a particularly unprepossessing Han Chinese industrial city.
The
trade route itself is also being reopened. The sluggish trade between the
peoples of Xinjiang and those of the Soviet Union has developed quickly;
trade with the C.I.S. is picking up rapidly with a flourishing trade in
consumer items as well as heavy industry. The new Central Asian republics
had previously contributed much of the heavy industry of the former Soviet
Union, with a reliance for consumer goods on Russia. Trade with China is
therefore starting to fulfill this demand. This trading has been
encouraged by the recent trend towards a `socialist market economy' in
China, and the increasing freedom of movement being allowed, particularly
for the minorities such as those in Xinjiang. Many of these nationalities
are now participating in cross-border trade, regularly making the journey
to Kazakhstan and Uzbekistan.
The
railway connecting Lanzhou to Urumchi has been extended to the border with
Kazakhstan, where on 12th September 1990 it was finally joined to the
former Soviet railway system, providing an important route to the new
republics and beyond. This Eurasian Continental Bridge, built to rival the
Trans-Siberian Railway, has been constructed from LianYunGang city in
Jiangsu province (on the East China coast) to Rotterdam; the first phase
of this development has already been completed, and the official opening
of the railway was held on 1st December 1992. It is already promised to be
at least 20% cheaper than the route by sea, and at 11,000 kilometres is
significantly shorter. From China the route passes through Kazakhstan,
Russia, Byelorussia and Poland, before reaching Germany and the
Netherlands. The double-tracking of the railway from Lanzhou to the border
of the C.I.S. has now been put high on the Chinese development priority
list.
Since
the intervention of the West last century, interest has been growing in
this ancient trade route. The books written by Stein, Hedin and others
have brought the perceived oriental mystery of the route into western
common knowledge. Instilled with such romantic ideals as following in the
footsteps of Marco Polo, a rapidly increasing number of people have been
interested in visiting these desolate places. Since China opened its doors
to foreign tourists at the end of the 1970s, it has realised how much
foreign currency can be brought to the country by tapping this tourist
potential. This has encouraged the authorities to do their best to protect
the remaining sites; restoration of many of the sites is presently
underway. The Mogao grottos were probably the first place to attract this
attention; the Dunhuang Research Institute has been studying and
preserving the remains of the grottos, as well as what was left of the
library. Restoration is presently underway; the outside of the grottos was
faced in a special concrete to prevent further subsidence, and some of the
murals are being touched up by a team of specially trained artists and
craftsmen.
Archaeological
excavations have been started by the Chinese where the foreigners laid
off; significant finds have been produced from such sites as the Astana
tombs, where the dead from the city of Gaochang were buried. Finds of
murals and clothing amongst the grave goods have increased knowledge of
life along the old Silk Road; the dryness of the climate has helped
preserve the bodies of the dead, as well as their garments.
There
is still a lot to see around the Taklimakan, mostly in the form of damaged
grottos and ruined cities. Whilst some people are drawn by the
archaeology, others are attracted by the minority peoples; there are
thirteen different races of people in the region, apart from the Han
Chinese, from the Tibetans and Mongolians in the east of the region, to
the Tajik, Kazakhs and Uzbeks in the west. Others are drawn to the
mysterious cities such as Kashgar, where the Sunday market maintains much
of the old Silk Road spirit, with people of many different nationalities
selling everything from spice and wool to livestock and silver knives.
Many of the present-day travellers are Japanese, visiting the places where
their Buddhist religion passed on its way to Japan.
Although
Xinjiang is opening up, it is still not an easy place to travel around.
Apart from the harsh climate and geography, many of the places are not
fully open yet, and, perhaps understandably, the authorities are not keen
on allowing foreigners to wander wherever they like, as Hedin and his
successors had done. The desolation of the place makes it ideal for such
aspects of modern life as rocket launching and nuclear bomb testing.
Nevertheless, many sites can be reached without too much trouble, and
there is still much to see.
From
its birth before Christ, through the heights of the Tang dynasty, until
its slow demise six to seven hundred years ago, the Silk Road has had a
unique role in foreign trade and political relations, stretching far
beyond the bounds of Asia itself. It has left its mark on the development
of civilisations on both sides of the continent. However, the route has
merely fallen into disuse; its story is far from over. With the latest
developments, and the changes in political and economic systems, the edges
of the Taklimakan may yet see international trade once again, on a scale
considerably greater than that of old, the iron horse replacing the camels
and horses of the past.
BOOKS
Peter
Hopkirk, `Foreign Devils on the Silk Road', Oxford U.P., 1980.
`China:
A Guidebook to Xinjiang', Xinjiang Educational Press, Urumqi 1988.
Marco
Polo, `The Travels', translated by R. Latham, Penguin, 1958.
Jin
Bohong, `In the footsteps of Marco Polo', New World Press, Beijing 1989.
Xinjiang
Educational Press, `China: A Guidebook to Xinjiang', Urumqi 1988.
Shaanxi
Travel and Tourism Press, `The 40 Scenic Spots along the Silk Road', Xian
(1990****?)
Zhang
Yehan (Ed.), `Si Lu You (Silk Road Tour)', Xinjiang People's Publishing
House, Urumchi, Vol.1 (1988), Vol.2 (1990).
Brian
Hook (Ed.) `The Cambridge Encyclopedia of China', Cambridge U.P.,
(1991,2nd ed.)
Also
the exhibition `The Crossroads of Asia', Fitzwilliam Museum (Cambridge),
on until mid-December 1992.
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