The Circle of Ancient Iranian Studies
By: Olga M. Davidson
The title of two famous episodes in Ferdowsi's Šâh-nâma, the Haft Khvâné Rostam, and the Haft Khvâné Esfandiâr, describing seven exploits that each hero had to undertake before reaching his ultimate goal. The orthography of the word khúân or khân, and the structural parallels between the two episodes, have instigated debates among scholars in the past two centuries. These theories are of more than purely historical interest for they shed considerable light on the composition and function of both episodes within the framework of the Book of Kings as a whole.
The two standard critical editions of the Šâh-nâma, by Evgeni¥ Eduardovich Bertel's (see BERTHELS) et al., and Djalal Khaleghi-Motlagh, offer uniformly divergent spellings, kh in the case of the former and kh in the case of the latter (Šâ [Moscow] II. pp. 91-110; VI, pp. 166-215; Šâ, ed. Khaleghi, II, pp. 21-44; V, pp. 219-89). This systematic disagreement does not reflect the variations in the manuscripts, which can at times contain a mixture of the two, although, as confirmed by the critical apparatus furnished by both editions, the majority of the early manuscripts tend to favor kh, an option also followed by the early Arabic translation by Fath b. ´Ali Bondâri EsÂfahâni (p. 341).
The spelling is relevant to the meaning. The orthographic variations kh and kh in the manuscripts of the Šâ show that kh and kh were once distinct initial phonemes. The phonemes kh and kh collapsed into kh, and this merger is reflected by inconsistencies of spelling in the manuscripts. The use of the compound haft kh(ú)ân in the Šâreflects a traditional poetic wordplay and double-entendre (ihâm) associating the heroic themes of fighting and feasting (Davidson, 1994, p. 158). The semantic world of heroic ordeals, as reflected by kh, in the sense of a stage or station (i.e., manzel, another term used to mark out the exploits of Esfandiâr in most mss.) is poetically linked with the semantic world of heroic feasts, as reflected by the rhyming word kh in the sense of "feast," which is the stylized context for the narration of heroic ordeals. In the poetics of the Šâ, it is the distinctness of the two words kh and kh that makes possible the thematic interplay between feasting and fighting. This interplay predates the phonemic merger of khand kh.
Feasting and fighting constitute a major theme associated with heroic figures in the Šâh-nâma, who are conventionally described as warriors particularly given to two activities, razm 'fighting' and bazm 'feasting.' The activity of feasting, with its full panoply of ceremonial rituals, is also the context for the telling of stories about the exploits of warriors, their activity of fighting. And this context is the ultimate occasion for the expression of regal authority on the two levels of performance: that of heroic prowess and of poetic skillfullness.
The same fecund duality can be seen in a synoptic scrutiny of both quests and their internal structure. Here the debates about the origin and function of the episodes can be illuminating. Thus, Friedrich Spiegel in Eranische Altertumskunde, (I, p. 714 ff.) and later in an article in ZDMG (1891, p. 201), offers an extensive review of both episodes, and attempts to prove that the exploits of Esfandiâr were in fact a carefully constructed calque (on the seven quests of Rostam) by the Zoroastrian clergy, eager to extol Esfandiâr as a champion of the faith over the popular hero Rostam. They thus embellished his exploits to make them appear grander in scale than those of Rostam (summary in Theodor Nöldeke, Das Iranische Nationalepos, p. 47, sec. 30 ff.; Eng. tr., p. 72 ff.). But as Nöldeke points out, though initially swayed by the above argument, his own final conclusions tend to go against Spiegel and favor the co-existence of different tradi-tions for the episode and, if anything, opt for privileging Esfandiâr's quest as the model for that of Rostam. This judgment was mainly based on an examination of other early Persian and Arabic sources, which usually refer only to the Esfandiâr quests (see Tabari, 1st series, II, pp. 679-80; Tabari, tr., IV, p. 75; Bal´ami, ed. Bahâr, II, p. 666; Mojmal, ed. Bahâr, p. 52; and most extensive of all, Tha´âlebi, Gh, pp. 301-38).
A detailed and in many ways convincing rebuttal of Nöldeke was presented in Kurt Heinrich Hansen's Das Iranische Königsbuch: Aufbau und Gestalt des Schahname von Firdosi, in which the author examined in some detail the interaction between the royal tradition embedded in the Šâ and the Sistâni heroic cycle with Rostam as the main protagonist, which is also such a vital part of Ferdowsi's Book of Kings, but far less of a feature in the extant early Arabic and Persian prose accounts of the same material (though there are notable exceptions; see the last paragraph in this entry). But in a closer examination of Ferdowsi's Šâ and Abu Mansáur Tha´âlebi's (the question of the disputed authorship of the Gh is not germane to the issue) Ghorar akhbâr moluk al-fors, Hansen comes to the conclusion that omission of the Rostam episode did not indicate an ignorance of the Rostam saga. On the contrary, he argues, it was a deliber-ate policy decision for thematic reasons. He explains the lack of reference in Tha´âlebi, by pointing to his penchant for excising from his account material not directly relevant to his strictly 'royal' chronicle as well as his reluctance (as he points out at the beginning of the Haft Khúân episode of Esfandiâr, with a direct jibe addressed to the Matter of Sistân; Tha´âlebi, Gh, p. 301) to include what he regards as far-fetched and "marvelous." He further claims (Das Iranische Königsbuch, Pers. tr., p. 114, 118) that the Rostam episode is much more ingeniously put together and that it has all the hallmarks of an ancient, traditional, heroic saga (with his horse Rakhš taking an active part), and that by contrast Esfandiâr's exploits seem to be a later imitation, a lackluster performance in comparison.
A close reading of both episodes may, however, suggest that the differences between the two are as much related to their mimetic function in the overall structure of the epic, as to any possible questions of precedence and imitation. In other words, it is not a case of either being finer-wrought or less naïve than the other: they are both there because of different moral and aesthetic ends, as indicated in this brief synopsis of the episodes.
i. Haft Khúâné Rostam. The preliminary setting for the haft khúân of Rostam sets the stage for what follows, both in manner and matter. Unlike that of Esfandiâr, there is no long preamble, and no slow, elaborate buildup. The episode is woven with an almost imperceptible stitch in the wide cloth of the epic. The concise exchange between father and son, Zâl and Rostam, uttered in a clipped military manner, captures the stark, almost minimalist tone of this solitary quest by the hero and his horse. Rostam's terse question "The road is long, how can I fare without an army?" is answered in a staccato manner by his father, "From this kingdom to the other," said Zâl, "there are two ways, both requiring hardship: One is the way Kâvus rode, the other mountains and uplands for seven days and nights. Filled by lions, ogres and darkness, fixating you in awe. Choose the short cut; witness marvels, for you will have the World Creator at your side." (Šâh-nâma, ed. Khaleghi, II, p. 19, lines 247-551).
At the outset of the quest, a hunt and a feast set the tone. The aura of a single-handed strife is maintained: the hero hunts, kills, skins, roasts, eats, and throws the gnawed bones away. There are no pots and pans, no rich trappings of a princely table (Šâh-nâma, ed. Khaleghi, II, pp. 21-22, lines 281-84). Solitariness pervades all: the feast and the fight, the quest and the rest.
Zâl's promise that the Creator will be the guardian companion is confirmed by the first two khs, in which Rostam is the one saved, rather than the savior. In the first, he falls asleep and is attacked by a lion, but Rakhš fights the beast and kills it. In the second, he crosses a desert where he almost perishes, but is shown the way to a watering place by a divine guide in the shape of a wild ram. Again there is a simple description of the hero's thankful prayers and purification in water, a recurrent motif in both quests, followed by a solitary feast. As a micro-episode in itself, it reads as an allegorical gloss on the human predicament: the initial sense of anguish and abandonment, followed by trust and submission, and finally salvation.
Talking dragons and cunning witches provide the next two ordeals. In the third Khúân, Rostam confronts a dragon with the manners of a human adversary: the hero, aided by his horse, kills the dragon but only after some initial flyting. In the fourth, an alluring banquet in a paradisiacal setting is the opening gambit (Šâ, ed. Khaleghi, II, p. 29, lines 391-93). There is gentle irony in the way that Rostam picks up the lute left by the sorcerers and, before embarking on his banquet, laments the hard life allotted to him, and the fact that God has never bestowed on him a feast in an idyllic setting. There is a further twist and irony lurking in the corner. The hero's lament is, in a sense, justified: the banquet belongs to the witches rather than to God and is the prelude to a new hostile encounter. Once again, in conformity with the terseness of the plot, the mention of God's name is sufficient to destroy the witch's schemes. Unlike Esfandiâr in his parallel ordeal, Rostam has no talismanic armbands provided by a prophet.
In the last three ordeals, Rostam captures Ulâd, the local lord of the marches, and forces him to become his guide for the rest of the quest. As often in the Šâ, there are echoes of other parts of the poem, not only in terms of similar plot motifs, but also in the descriptive repertoire. In the fifth kh, for example, the description of the night, "black as a cannibal's face," at the beginning of the episode (Šâ, ed. Khaleghi, II, p. 31, line 419) is reminiscent of the generally more familiar description of the dark motionless night in the beginning of the Bi‘an o Mani‘a episode (Šâ, ed. Khaleghi, III, pp. 303-4, lines 1-8), with several shared key images. In the final two ordeals, Rostam manages to defeat and kill his supernatural foes, most notably Ar‘ang the Div, and finally the main target of the quest, Div-e Sapid (the White Demon), thus not only securing Kâvus's freedom but also restoring his sight by bathing his eyes in the Div's blood. In the final stage, both physical and moral sight are restored, and the usually intemperate and irascible Kâvus decides on a magnanimous response to the conflict: he consults, and is endorsed by, Rostam and the other notables of the court, who feast together for seven days in complete harmony.
ii. Haft Khvâné Esfandiâr. In contrast to the understated way in which the ordeals of Rostâm are interwoven into the rest of the narrative, that of Esfandiâr is marked out by an elaborate prologue: a long panegyric to Sultan Mahmud, with the poet implying at the outset that he will be the reciter (šâh-nâma khúân) of his own magnificent tale: "And now I shall present seven banquets (haft khúân); I shall serve fresh, choice words" Šâh-nâma, ed. Khaleghi, V, p. 218, line 1534). This prelude to the enconium is echoed at the outset of the narrative itself, with the archetypal guardian of the traditions, the dehqân, replacing the poet and spreading out the rich fare and embarking on the haft khúân (Šâh-nâma, ed. Khaleghi, V, p. 221, line 21).
In contrast to Zâl's brief sketch of the challenges ahead, it is the captured enemy commander, Gorgsâr, who recites, with undisguised rhetorical relish, the long catalogue of the perils and pitfalls that awaits Esfandiâr and requires a series of quests replete with embellishments and ingenious engines of war. The entire ordeal, including its formulaic repetitions (e.g., Gorgsâr being given three cups of wine in every ordeal before he is interrogated about the future hurdles) has a strong, consciously rhetorical/sacramental veneer, confirming the promise at the outset that this is a polished piece of narration. This is further endorsed if the episode is compared with the prose rendition given in the Gh and the way they replicate each other, even in detailed imagery (compare "the sun draped in a yellow robe," Šâ, ed. Khaleghi, V, p. 236, line 191, and Tha´âlebi, Gh, pp. 306-7).
The ordeals themselves provide many parallels and contrasts to that of Rostam. Unlike the Sistâni champion, the Kayanid prince and his entourage appear to take an active role in the first two ordeals, with Esfandiâr beheading two wolves in the first, and killing two lions in the second. The fight with the dragon in the third is, in conformity with the texture of the entire episode, a more elaborate affair, involving a special chariot with spikes. In the fourth ordeal, the talismanic armband originating from Zoroaster himself, recalls Esfandiâr's role as a sanctified prince and defender of the faith, an image reinforced in the fifth ordeal by his supplication to the Almighty after killing Simorgh (´ in the Arabic versions)—the famous mythical bird and helper of Ros-tam, regarded as an evil supernatural being in this context (Šâ, ed. Khaleghi, V, p. 243, lines 270-73). The challenge of the snowstorm in the sixth ordeal, and the initial reluctance of his entourage to face imminent death, echoing the disappearance of Kaykhosrow at the end of his reign, again reinforces the communal aspect of Esfandiâr's khs, and is reflected in its social and political vocabulary of gift-giving and contractual obligations (´, sowgand, kh; Šâ, ed. Khaleghi, V, p. 247, lines 323-24). After that, they all cross the river, which is the seventh "course," and Esfandiâr asks Gorgsâr how he would feel after they devastate the Turâniân lands. Gorgsâr retorts that he wishes Esfandiâr ill, whereupon Esfandiâr kills him.
As stressed above, Rostam goes through his seven ordeals completely alone, with the exception of his horse, whereas Esfandiâr has an army, a minister, a brother, and a guide from the very beginning. It should be noted in this context, that in his brief account of the Haft Khvân, Tabari allots others in the quest, Fašutan, Âδarnuš, and Mehrin, a share in the final victory (Tabari, 1st series, II, p. 680). Esfandiâr's entourage seems to be there to underscore his "princely rank," for what is a prince without followers, or even better, what prince will act without some sort of consultant, that is, Gorgsâr, to guide him every step of the way? Hence, though Esfandiâr leaves organized society, that is, Iran proper, to go to Turân, a place that is constantly threatening to disrupt the order of Iran, he keeps a link with this ordered society in the form of the organized army, ministers, and so on, who accompany him. If one regards each hero's haft Khvân as an instance of the warrior's separation from society, as part of a "rite of passage," then Esfandiâr is "marked" (to use a Jacobsonian term of the Prague School of Linguistics) whereas Rostam is "unmarked," in that both are warriors but Esfandiâr is a sovereign as well as a warrior.
Hence, the two haft Khvâns are distinct battle-narratives framed by distinct banquet-settings, ostensibly enjoyed by the hero but also dramatizing the context of the recitation of the narrative itself. This can be taken even further if we look at the two heroes' songs while they are at a banquet before they encounter their respective sorceresses. Rostam sings about himself in the third person, how hard his life is fighting all alone in the wilderness, like an outcast, where the wilderness must serve him as a cultivated garden. He mourns that he will never experience the ordered or cultured garden. He will always be an outsider, that is, a liminal figure. Esfandiâr, on the other hand, has quite a different song (Šâ, ed. Kha-leghi, V, p. 237, lines 202-6), switches from the third to the first person halfway, and ends with a set description of an ideal beauty. In comparing these two passages, one may note that they accurately describe the nature of their respective heroes. Rostam is a "loner," or an outsider, and always will be out of synchrony with society, whereas Esfandiâr is a prince and thereby potentially embodies the very essence of the body politic. Both, however, yearn for a civilized dinner in a well-structured social setting. The audience, however, who is listening to their respective songs while they literally feast, is also enjoying its own feast, that is, all seven courses of the haft Khvân that the hero is performing.
The difference in the mimetic function of the two episodes, alluded to at the outset, can be further clarified by using sources not available or not exploited by earlier scholars. In this context, Šahmardân b. Abi'l-Khayr's Nozhat-nâma-ye ´Alâ`i, written in 513/1119-20 (Lazard, p. 103), provides an early counterpart (pp. 319-44) to Tha´âlebi's Gh. On the one hand, it dismisses much of the adventures of Rostam as "mere" fable (afsâna, p. 319), and on the other, admits to their charm and attraction and provides possible explanations to make the story, including the blindness of Kâvus, confirm to common notions of verisimilitude (p. 343, with a brief description of Rostam's haft Khvân). If the Sistâni cycle could not be so readily absorbed into the later fictions of advice and adab literature, it retained its hold on other spheres of cultural imagination, from murals and book illustrations coveted and commissioned by princes (already pointed out in Tha´âlebi, Gh, p. 302), and the stock imagery of classical Persian poetry, to the oral stories collected by Abu'l-Qâsem Enjavi Širâzi (q.v.) more than three decades ago among ordinary townspeople and villagers of all ages and regions of Iran (I, pp. 78-90).
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